12 Oct
241387-Comp & Ben Admin Prof Fees
Mumbai
Description
The role is in Wealth Management Risk Policy and is expected to collaborate primarily with global Credit teams which includes Risk, Lending Solutions, and Operations. Therefore it is essential to be an excellent team player with great written and verbal communication skills.
Candidates for this position should have a strong understanding of the legal/regulatory landscape in the financial industry. The candidate should have strong leadership skills, a strong understanding of the global financial markets, including securities based lending and custom credit. Capital Markets knowledge is a plus.
The fast-paced and intense environment requires an aptitude for analyzing and interpreting complex information from multiple sources in a timely manner, and presenting results to management. This position requires the candidate to prioritize key initiatives and guide results to meet strict deadlines. The role is expected to collaborate primarily with global Credit teams which includes Risk, Lending Solutions, and Operations. Therefore it is essential to be an excellent team player with great written and verbal communication skills.
Job Responsibilities
- Work with Wealth Management Risk function to develop and maintain policies, standards, guidelines and procedures, including regulatory compliance measures and risk advisory within the Risk Management Program.
- Work closely with the Front Office to assess business needs and further develop risk controls to efficiently achieve revenue target and new business growth.
- Assist in developing, design, implementation and support of line of business risk management framework, including but not limited to: Risk governance and controls, organization structure, policies and procedures,
three lines of defense, risk measures and metrics (risk appetite and limits, monitoring and escalation).
- Delivery of large-scale risk and regulatory change and technical initiatives. Communicate regulations and strategic risk management objectives/updates to large working groups, including senior management.
- Identify current state risk management activities and governance structure, assist with formulation of the required/desired state based on regulatory and best practices, conduct gap analysis.
- Work alongside internal groups such as Credit, Investment, and Fiduciary Risk areas as well as Compliance, Legal, and Operations on matters related to risk controls, model-assessments, incidents and infrastructure projects.
- Provide support and guidance for audits and regulatory examinations.
Required Qualifications, Skills and Capabilities
- Bachelor's Degree or commensurate related job experience required
- Experience in Auditing, Accounting, Internal Control and/or Credit Underwriting with focus on Wholesale Credit Risk
- Strong business writing skills
- Experience in Wholesale Audit, Compliance, Operational, and/or Regulatory Risk Management also considered
- Demonstrated ability to collaborate cross-functions to achieve measurable results
- Strong organizational skills
- Project and/or Change Management experience preferred
- Ability to manage and prioritize multiple requests at the same time
- Detail oriented with strong analytical skills
- Proficiency in Microsoft Word, Excel, and PowerPoint
▶️ Wealth Management Credit Risk Policy - VP
🖊️ 241387-Comp & Ben Admin Prof Fees
📍 Mumbai