17 Oct
RiverForest Connections Private
Mumbai
The GroupInternal Audits objective to consistently assess the adequacy andeffectiveness of governance and management of risks giving anevidencebased opinion on all aspects of governance risk managementand internal controls.
The Senior AssociateInternal Audit plays is a supporting role to the Director orManager Internal Audit. Holding a position in the third Line ofDefense Internal Audit will perform risk based audit testing oncompanys entities. This role will be responsible for performingtesting indicated on the Internal Audit Program asagreed.
Duties andResponsibilities
InternalAudit Function
Working with the AuditDirector or Audit Manager Internal Audit to
- Assist in the ofaudit engagements and properly and adequately documents the testingfrom scope to reportdelivery.
- Assist in thecompilation of periodic and consistent Board reporting
- Assist in bespokeinvestigations/reviews asrequired.
InternalAudit
- Proactiveinteraction with stakeholders on the Internal AuditProgram/Framework
- Ensures that InternalAudit Tests/Reports are properly and adequately documented asagreed with relevantstakeholders
- Keeps the Director orManager and auditee updated on the status of the audits andobservations noted during the course oftesting
- Produce InternalAudit Reports for approval by the Director InternalAudit
- Followup action plansfor corrective actions relating to audit findings or findingsarising from otherreviews.
Day toDay
- Responsible forkeeping a knowledge base and skills required for the of theinternal audit tests on regularbasis
- Timely of workallocation to ensure audit testing is planned executed andcompleted fully
- Communication ofguidelines during the of the audit testing to achieve the auditobjectives
- Escalates issues thatmay arise during an audit testing to the Director orManager.
InternalAuditTeam
- Assist theDirector Internal Audit in the hiring of a new team members ifrequired
- Actively participateas a team member providing input on workstream planning potentialidentified efficiencies with set goals inmind
- Continuedprofessional development to enable continual team learning andperformance;
- Executes an agreedset of objectives and a goals for measuringperformance
Experiencein
(i) risk assessment
(ii) control &risk; evaluation
(iii)reporting.
- Ability tounderstand and assess the robustness of controls governing businessprocesses.
- To perform this jobsuccessfully an individual should be able to perform each dutyindependently or as part of the team and/or display an aptitude forfast learning. The duties and responsibilities listed in this jobdescription are demonstrable of the knowledge skill and/or abilityfor a candidate.
CandidateSummary
- Abachelors degree or significant experience in risk compliance auditor operationsbased controlfunction.
- Postgraduate and/orindustry qualifications are also desirable CIIA or recognizedaccountancyqualification
- 5 years relevantexperience in the financial sector with proven path ofadvancement.
- Excellentinterpersonal and communication skills both written andverbal.
- Excellent peoplemanagement skills and the ability to balance competing deadlinesand stakeholders
- Excellent stakeholdermanagement skills with the ability to successfully influence peopleat all levels of theGroup.
Auditing,Risk,compliance,InternalAudit
▶️ Internal Audit Senior ociate Leading Provider of etManagement Industry
🖊️ RiverForest Connections Private
📍 Mumbai