22 Oct
JP Morgan Chase
Secunderabad
Disclosure Of Interest (DOI) is a central compliance function. DOI team takes care of regulatory mandate which obligates JPMorgan Chase & Co. (i.e. the Firm) monitors and discloses its interests in relevant securities to issuers, regulators and/or Exchanges in relevant markets, pursuant to the various laws and regulations globally across various jurisdictions in which the firm operates. The Disclosure of Interest (DOI) team aggregates JPMorgan's global positions of securities across all Lines of businesses primarily Corporate & Investment Banking, Asset & Wealth Management, and Custody.
The Team also disseminates threshold alarm reporting for jurisdictions to ensure our investment and trading activities work within defined internal thresholds and to external stipulated regulations.
Job summary:
As an Disclosure of Interest Analyst, you will be part of the compliance Disclosure of interest team. You will work with the global teams in managing the regulatory mandate of complying with Substantial shareholder disclosures, Short sell reporting, Takeover panel reporting, industry, foreign ownership & state statues limits. Partner & deliver cooperatively with the other global stakeholders to identify the accurate global regulatory obligations, monitor, track, evidence, disclose, and develop appropriate policies, procedures, and processes to monitor, control and mitigate the associated risks. Disclosure of Interest (DOI) team is part of JPMorgan's Compliance organization.
Job responsibilities:
- Processing system or report driven monitoring alerts for aggregated global positions in accordance with jurisdictional reporting requirements
- Responsible for analysis of shareholder disclosure obligations,
monitoring of holdings across various industry & foreign ownership limits, Short sell reporting, beneficial ownership transparency disclosures, trade approvals & advise to business.
- Working with large data sets of trade and position information
- Preparing and submitting regulatory filings (along with transaction & position reconciliations, when applicable).
- Conducting rule-based data collation & analytics to support timely responses to inquiries.
Required qualifications, capabilities, and skills:
- Qualified graduate with minimum of 5 years of experience in the Financial Services industry with a demonstrated track-record of delivery and/or relevant experience in Regulatory reporting.
- Strong equity & equity related products knowledge,
understanding of trade booking and flows and structured products
- Strong analytical, workflow and data interpretation skills.
- Strong relationship building skills to influence/negotiate desired outcomes. Excellent interpersonal skills necessary to work effectively with colleagues and senior management. Strong verbal/written communication.
- Candidate must have strong written and verbal communication skillset
- Proven ability to multi task in a fast paced environment with regulatory deadlines
- Experience in dealing with large set of data and supporting reconciliations.
Preferred qualifications, capabilities, and skills:
- Experience in corporate actions, equities settlements, trade reconciliation regulatory reporting & monitoring.
▶️ Disclosure of Interest Analyst
🖊️ JP Morgan Chase
📍 Secunderabad