29 Oct
JPMorgan Chase
Mumbai
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>> The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Global Credit, Rates and Equities Derivative Group
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>> The candidate would be responsible for
> • New regulatory reporting implementation & on going remediation
> • Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc) & internal stakeholders
> • Establish the end to end control processes.
> • Review & improve the end to end control process around the Regulatory Reporting agenda in Credit / Rates / Equities.
> • Establish a strategic attestation process on Regulatory reporting for the jurisdictions already implemented to the business
> • Come up with process and system enhancement recommendations
> • Work with business and Technology group to prioritize the requirements by presenting the business case
> • Perform cost benefit analysis to propose optimum future process to the business
> • Ultimately, successfully deliver controlled environment of Regulatory Reporting
> • Ensure all controls and checks are completed on End of Day
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>> Skill sets Required
> • Previous experience in the Financial Services industry with strong understanding of Credit / Rates / Equity Derivatives products
> • Strong understanding of Dodd Frank CFTC Trade Reporting and EMIR, MIFID, SFTR, APAC Regulations
> • Excellent Business Analysis skills to drill down the complex Regulatory Reporting requirements for multiple jurisdictions
> • Excellent problem solving skills in order to identify, understand and address operational and technical issues
> • Strong communication skills, both written and verbal,
including the ability to develop relationships across the various stakeholders including Senior Business executives
> • A self motivated individual who is able to deliver with minimal supervision, whilst also working effectively as part of a team
> • Strong product knowledge; thorough understanding of the end to end transaction cycle for derivative products
> • Ability to work in a high pressure environment with time critical deliveries
> • Control mindset to identify process control gaps, prioritize & mitigate operational risk
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>> • Excellent time management skill and ability to prioritize work effectively
> • Proactive in problem solving and developing solutions.
> • Ability to respond to a changing environment.
> • Be innovative and suggest system improvement capabilities.
> • Ability to multi task, ensuring the controls are performed correctly, breaks are resolved and MIS being sent to managers on deadlines.
> • Positive “Can Do” attitude
> • Contributes to an environment of collaboration and mutual responsibility
> • Good understanding of downstream impact of actions undertaken, particularly the requirement for strong and timely controls throughout the life cycle of the trade
> • Ability to motivate people and manage careers.
> • Ability to influence team and provide a vision.
> • Effective stake-holder management
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> Min Required Qualifications / Experience
> • Graduate with 10+ years of experience,
with alteast 7+ years in an investment banking environment, preferably in Middle Office / Trade Support
> • Degree holder in Finance / Economics or other related disciplines (preferable)
> • Strong proficiency in MS Office.
> • Soft Skills of Alteryx and Tableau would be preferable.
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>> Shift Timings
> • Primary Coverage- Cross regional coverage to be provided. Ability to work stretched hours in case of business requirement.
> Travel.
> • Flexibility for travel to region ( APAC / EMEA / Americas) for period of 2-3 months within short notice in case of business requirements.
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▶️ Regulatory Controls - Associate
🖊️ JPMorgan Chase
📍 Mumbai