Vice President - Financial Crimes | MUFG

Vice President - Financial Crimes | MUFG

04 Jan
|
Talent500
|
Bengaluru

04 Jan

Talent500

Bengaluru

Main Responsibilities



- Responsible for supporting the global financial-crimes director by managing assigned day to day activities focused on systemic compliance with global BSA/AML/Sanctions programs.

- Design product and material within scope of assigned processes, to include any relevant statistical and written reporting

- Ensures appropriate processes are developed in accordance with Global Financial Crimes risk initiatives and objectives

- May have oversight of a team of compliance professionals, both locally and globally, to ensure all daily responsibilities are completed

- Contributes to Global Financial Crimes processes by identifying opportunities for improved adherence to compliance requirements







- Implement and lead risk-based activities to review current sanctions compliance effectiveness, which may include: training, process design improvements, plan development and execution, testing controls and/or monitoring and incorporating regulatory expectations

- Execute project plan to address remediation efforts and testing review findings, may include process updates, documentation and/or training

- Monitor related regulatory developments, enforcement actions and industry developments as assigned

- Within scope, identify trends, patterns and sanctioned related themes in compliance testing and internal reviews

- Work closely with stakeholders in coordinating testing and effectiveness review plans and training

- Lead a team of compliance professionals, based locally and globally

- We're seeking a Global Financial Crimes Manager to lead or participate in a testing team who performs deep dives and targeted risk based thematic reviews of financial crimes compliance (AML, Sanctions, ABC).





There is an emphasis on the design and effectiveness of measures taken to monitor and mitigate financial crimes risk.



Additional Responsibilities:



- Design and implement controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training

- Develop test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations and industry developments.

- Assist in the implementation of a coordinated, consistent and risk-based AML, Sanctions and ABC testing program.

- Develop quality control processes to drive adherence to Global Testing Standards.

- Prepare/review reports summarizing the objectives, scope, findings. and conclusions of completed testing.







- Coordinate with Issues Management to monitor and track resolution of financial crimes testing findings.

- Assist with establishing testing management routines and ensure proper awareness of testing review results through reporting.

- Monitor developments, such as changes in the regulatory environment, which may necessitate ad hoc testing.



Candidate Profile:



- Knowledge of sanctions compliance laws and regulations

- Deep understanding of banking productsand processes as they relate to sanctionscontrols

- Excellent judgement and analytical skills

- Strong written and verbal communication skills



Education & professional qualifications:



- BA/BS Degree; JD or CPA a plus

- ACAMS designation preferred

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Subscribe to this job alert:
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