Job Number: 3189616
POSTING DATE: Nov 15, 2021
PRIMARY LOCATION: Non-Japan Asia-India-Karnataka-Bengaluru
EDUCATION LEVEL: Bachelor's Degree
EMPLOYMENT TYPE: Full Time
JOB LEVEL: Associate
The Client screening team within ISGPO is responsible for performing screening and monitoring of clients against the sanctions list to determine if subject of alert is a client of Morgan Stanley.
? Review of adverse media news [NNS] for MS clients
? Ensure that the alerts processed are accurate and completed within the specified time period.
? Identify, communicate and remediate process breakdowns and best practices.
? Need to step up / act as back-up in absence of Team Manager.
? Prioritize and proactively manage own workflow to ensure departmental service standards are achieved.
? Participate in team meetings.
? Prepare monthly MIS and present to the regional stakeholders
? Recommend enhancements to AML policies or procedures to ensure continuous improvement to overall AML or Screening processes.
Skills / Qualifications
? Up to 5 years of Corporate Intelligence, due diligence, and/or Operations experience in the financial or professional services industries preferred
? Bachelor?s degree from an accredited college / university
? Strong interpersonal and verbal communication skills with the ability to apply sound reasoning when delivering services
? Problem solving skills
? Ability to work as part of a team and adapt to the needs of the team as they arise
? Good understanding MS Office product suite [MS Word, PowerPoint and Excel]
? AML experience, client reference data, or client documentation review
Monday to Friday from 9:00 AM to 6:00 PM / 2 PM ? 11 PM IST. Coverage is dependent on business needs so flexibility on required finish time or full day?s coverage may be required during some Indian holidays